气候变化研究进展 ›› 2020, Vol. 16 ›› Issue (2): 243-250.doi: 10.12006/j.issn.1673-1719.2019.280

• 对策论坛 • 上一篇    下一篇

隐形碳关税:概念辨析与国际治理

王谋   

  1. 中国社会科学院城市发展与环境研究所/中国社会科学院可持续发展研究中心,北京 100732
  • 收稿日期:2019-11-25 修回日期:2019-12-19 出版日期:2020-03-30 发布日期:2020-04-01
  • 作者简介:王谋,男,副研究员,wangmou@vip.163.com
  • 基金资助:
    国家社会科学基金重点项目“中国参与国际气候谈判角色定位的动态分析与谈判策略研究”(16AGJ011);国家应对气候变化专项经费项目(2018,2019)

Invisible carbon tariff: concept and international governance

WANG Mou   

  1. Institute for Urban and Environmental Studies/Research Center for Sustainable Development, Chinese Academy of Social Sciences, Beijing 100732, China
  • Received:2019-11-25 Revised:2019-12-19 Online:2020-03-30 Published:2020-04-01

摘要:

碳关税是各国高度关注的贸易问题,因涉及各国经贸利益,南北国家在碳关税问题上分歧很大。任何有关碳关税的政策措施,都会引起发展中国家的强烈反对。因此,部分发达国家试图另辟蹊径,在国际贸易中通过增加生产标准、碳标签等技术要求,以比较隐蔽的方式实现执行碳关税的目的。文中将这些隐蔽的但能起到碳关税执行效果的政策措施归纳为隐形碳关税,并定义隐形碳关税是指那些虽然没有在边境环节征收碳关税,但与征收碳关税起到相同贸易壁垒作用的,对发展中国家出口产品和服务构成限制的政策和措施。隐形碳关税比较典型的表现形式包括生产标准、碳标签等措施。这些措施本身是政策中性的,并不构成隐形碳关税,但如果叠加了转移应对气候变化成本、限制发展中国家产业发展等目的,这些措施的性质便不再中性,而成为现实中的贸易壁垒。隐形碳关税的治理应该是国际气候治理进程的一个部分,《联合国气候变化框架公约》则应是隐形碳关税治理的主要国际平台。无论是在气候公约内还是气候公约外的治理机制,隐形碳关税的国际治理都应遵循气候公约的相关原则,尤其是共同但有区别责任原则,区别对待发达和发展中国家的责任和义务,充分发挥生产标准、碳标签等措施的积极环境效用,同时约束其不当使用,建立公平、互信、务实的国际合作模式,实现气候治理与经济发展的协同。

关键词: 隐形碳关税, 碳标签, 国际标准, 国际治理

Abstract:

Carbon tariff is a trade issue of great concern to all countries. As it involves the economic and trade interests of all countries, the divergency between the North and South countries in this issue is great. Any policies or measures related to carbon tariff will arouse the strong opposition from developing countries. Therefore, some developed countries try to implement carbon tariff in a hidden manner, like increasing the technical requirements of manufacturing standards and carbon emission labels, in the international trade. In this paper, these hidden policies and measures that can achieve the effect of implementing carbon tariff are summarized as invisible carbon tariff. Specifically, invisible carbon tariff refers to policies and measures that play a role of tariff barriers as carbon tariff and restrict the export products and services of developing countries, although no carbon tariff is imposed at the border. The typical forms of invisible carbon tariff include production standards, carbon emission labels and other measures. These measures themselves are neutral policies and do not constitute invisible carbon tariffs. However, if they are combined with the purpose of transferring the cost of mitigating climate change to and limiting the industrial development of developing countries, they will no longer be neutral measures, but real trade barriers. The governance of invisible carbon tariff should be a part of the international climate governance process, and the United Nations Framework Convention on Climate Change should be the main international platform for invisible carbon tariff governance. Whether it’s within the Convention or not, the international governance of invisible carbon tariff should follow the relevant principles of the Convention, especially the principle of common but differentiated responsibilities for developed and developing countries, establish a fair and practical international cooperation mechanism, and give full play to the positive environmental effects of measures such as production standards and carbon labels. In the meanwhile, it should restrict the improper measures, truly establish an international cooperation model of mutual political trust and complementarity, and achieve the synergy between climate governance and economic development.

Key words: Invisible carbon tariff, Carbon emission label, International standard, International governance

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